Capital Markets

Strike the perfect balance between compliance imperatives and growth

Industries/ Banking & Financial Services /Capital Markets

We help you prioritize, shape and implement key initiatives 

Technology innovation, margin compression and ever-changing regulation continue to put pressure on capital markets firms. To balance regulatory compliance with revenue growth and cost reductions, firms must leverage digital capabilities that improve the client experience and facilitate data transparency.

We combine business knowledge with financial services-specific technology skills to help you drive organizational efficiency and enrich customer interactions. Our financial services business consultants know the capital markets lifecycle across asset classes. We understand front-, mid-, and back-office needs, and can help you develop solutions with a comprehensive view of regulations, compliance and trade lifecycle.

We can help you

Advance

Advance Client Service and Trade Execution

Enable

Enable Rapid Change

Optimize

Optimize Mid and Back Office Operations

Adapt

Adapt to Evolving Regulations

Enable Rapid Change

Capital market firms need a lasting approach to assimilating ongoing change, whether change comes from regulators, client demands or market forces. We help you look beyond the immediacy of newly imposed changes to envision how they impact your strategy. We work with clients to establish the structures, skills, and digital technologies that make their organizations better able to convert both current and future changes into sources of opportunity.  

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Optimize Mid and Back Office Operations

As spreads compress, failing a trade can cut too deep into profitability, sometimes entirely erasing margin. Yet, the chances of error increase when capital markets settlement teams rotate, creating knowledge gaps. We work with clients to document the critical business processes that ensure continuous knowledge sharing. We can help you optimize collateral management to achieve an integrated view across all trading desks in real time, as well as streamline mid-and back-office processes and technology to improve efficiency.

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Our solutions:

Adapt to Evolving Regulations

Complying with rapidly changing regulations requires adaptability, planning, and quality assurance testing. To accommodate change, institutions must first understand current state “business as usual” (BAU) processes and identify opportunities to drive efficiencies long term. We can help you document, communicate, and improve BAU processes while complying with ever-changing risk and regulatory issues from the SEC, DOJ, Treasury, FDIC, OFAC, MiFID, and CFTC.  We work with you to identify and implement sustainable capabilities that move you from a reactive to a proactive state and bring stability and predictability to your business.

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Banking & Financial Services